Useful Links
There are many organizations, regulatory bodies and companies involved in the Financial Services, Estate Planning, Tax and Insurance industries. At Zito Financial, we want to ensure that our clients have access to all of the resources and information available from these entities. Below you will find links to different regulatory agencies, as well as our Broker/Dealer. These resources can provide insight on our relationship with them, how we are regulated or supported by them, and who you can contact at these agencies if should need to. In addition, we have provided you with links to good financial resources that you can find online.
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NEXT Financial Group, Inc. Our Broker/Dealer |
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Financial Industry Regulatory Authority (FINRA) Regulates Brokers, Advisors and Registered Representatives |
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Securities and Exchange Commission (SEC) Regulates Registered Investment Advisors and enforces regulatory mandates |
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Internal Revenue Service (IRS) Federal tax collection and tax law enforcement agency |
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Federal Deposit Insurance Corporation (FDIC) Insures bank deposits while monitoring and assessing risks |
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Arizona Corporation Commission, Securities Division Provide state-level regulation of Brokers, Advisors and Registered Representatives |
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Arizona Department of Insurance Regulates Insurance Specialists and Agents |
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Arizona Board of Accountancy Regulates Certified Public Accountants (CPAs) |
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Arizona State Bar Regulates Attorneys |
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Arizona Department of Revenue Provides state-level administration and enforcement of tax laws |
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Investopedia Online stock and financial dictionary with investing links, tips and tutorials |
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Google Finance Helpful resource for real-time market and stock updates |
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Bloomberg Financial Up-to-date financial news |
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The Wall Street Journal Business and financial news from around the world |













